The Wealth Management Service and Operations Manager is responsible for overseeing and managing the securities operations department. This department plays a crucial role in processing, settling, and reconciling securities transactions, ensuring compliance with regulations, and providing operational support to various stakeholders within the bank. The Wealth Management Se

Providessupport for financial planning and budgeting processes. Applies extensive, in depth knowledge, skills, and practices to perform complex assignments. Support the US financial performance management (FPM) team in performing financial performance analysis and strategic analysis for RBC's US businesses (management view) such as US Capital Markets, CNB, Wealth Manageme

Along with the Director, Asset Compliance, develop the internal compliance monitoring program requirements related to O&P Operating, Post COD each year and effectively complete the program requirements Manage sites Post COD ensuring compliance once they reach an operating status Coordinate with the Senior Manager, O&P Compliance, Development, Pre COD to ensure compliance

General information Name Consulting Regulatory Advisory Manager Broker Dealer Posting Title Regulatory Advisory Manager Broker Dealer 15c3 1/ 15c3 3 Ref # 2232235 Date Published Thursday, April 4, 2024 City New York State New York Country United States Job Category Risk Advisory Office Financial Services Regulatory Advertised Location US NY New York Working time Full Time

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and pr

Acts as the representative of stakeholders to manage product backlogs and review sprints outcomes to ensure the business success of scrum software development projects. Applies extensive, in depth knowledge, skills, and practices to perform complex assignments. Job Description What is the opportunity? The Sr Payment Product Manager within RBC Capital Markets US Cash Manag

The Head of Data Management is responsible for oversight and daily management of both cross functional and internal projects that involve designing and building enterprise data assests (including data warehouses and data marts) for the bank as well as operational discipline for execution. This individual will oversee the IT team responsible for the following functional ar

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You'll find an environ

Job description Our purpose Opening up a world of opportunity explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world for our cus

The Employee Compliance Officer will join a team that is responsible for implementing the firm's policies on personal trading and investments, outside business activities, political contributions, and certifications and attestations. This position reports to the Head of Employee Compliance in the SMBC Americas Division. Role Objectives Play a lead role with implementing e

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direc

Vice President of Asset Management JLL is seeking a Vice President to join our Americas Asset Management Practice to be responsible for providing asset management for a portfolio of hotel investments on behalf of JLL's clients, including both individual hotels and portfolio level oversight and reporting. The VP Asset Manager position will report to an EVP of Asset Manageme

Crowe is looking for a Financial Crime Internal Audit Manager to join our Financial Services Consulting team. We are looking for a professional with a solid understanding of Anti Money Laundering (AML) and Bank Secrecy Act (BSA) requirements. Crowe is looking for this individual to leadtheexecution of BSA/ AML internal audits at institutions of various types, including mi

Job description Our purpose Opening up a world of opportunity explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world for our cus

At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one of a kind. You can design a career you'll love from top to bottom we give you the tools you need to succeed and the autonomy t