1 to 15 of 1,303
Sort by: Date | Relevance
Unlock Your Career Potential Sales at ADP . It takes a relentless team to lead an industry. ADP's world class sales team is driving our global growth as a worldwide leader of workforce solutions. If you believe in the power of relationships, we'll give you the tools, training and support you need to connect with new and current customers, ranging from Fortune 100 corporations to small start ups. A
Posted 1 day ago
Identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets. Serves as in intermediary between the Agent and the Insurance Company for business renewal and growth. Drives new and renewal business to ensure brokerage team is meeting or exceeding production goals. Regular/Temporary Regular Shift 1st shift Language Fluency English Scheduled Wee
Posted 6 days ago
Seeking Cyber Liability expert to market, identify, solicit, and arrange appropriate insurance coverage for clients by utilizing accessible markets. Serves as in intermediary between the Agent and the Insurance Company while effectively managing a team of support staff. This is a telecommuting position Regular/Temporary Regular Shift 1st shift Language Fluency English Scheduled Weekly Hours
Posted 8 days ago
• Lead consulting staff in various broker dealer initiatives that address risk, accounting, operational and regulatory topics • Lead Regulatory Reporting projects pertaining to customer reserve (15c3 3) and net capital (15c3 1) computations, FOCUS Reports, monitoring/projection of capital, and other regulatory filings • Ability to effectively communicate with client management on to
Posted 1 day ago
The role will be responsible for analyzing and advising on the risk presented by broker dealer high risk customers andcomplex structures for individual and institutional customers, advising operations regarding customer documentation and verification, working with the Financial Intelligence Unit regarding broker dealer related investigations, and advising the broker dealer businesses on appropriat
Posted 1 day ago
Capital One
- New Orleans, LA / Wilmington, DE / Chicago, IL / 1 more...
The position will be part of the Commercial Operations team and will involve the processing of functions that include but are not limited to Allocate trade at the end of each trading day Work with clearing broker and client back offices to ensure accurate bookings Disseminate intraday trading activity within the firm Fulfill periodic audit requests from both internal and external auditors Download
Posted 7 days ago
Will oversee compliance for a central distribution group for intermediary, institutional and retail business channels within BNY Mellon's Asset Management Division (BNYAM). The position will be appointed the Chief Compliance Officer for an SEC registered broker dealer and CFTC registered introducing broker. Manage a staff of sixteen compliance officers in multiple locations. Position is located in
Posted 8 days ago
of the role Responsible for coordinating, researching, preparing and responding to various inquiries from Regulators, primarily FINRA and SEC Manage ongoing engagement with various broker/dealer examiners for long term relationship development purposes Gather and analyze data sourced from various internal Compliance, Business, Operational and IT personnel for request submission Validate that propo
Posted 11 days ago
This role will be a direct report to the global CFO of Pershing with a matrix reporting relationship to the BNY Mellon Corporate Controller department and accountable for building a world class global controllership function . This position is accountable for the global accounting operations of the company and will provide leadership in driving internal control excellence across the firm. Responsi
Posted 1 month ago
New Business Sales Identifies potential healthcare business customers in the Public Sector Accountable for prospect from presale to implementation Attains targeted sales goals for segment, region and health plan Produces sales resulting in profitable premium levels May lead cross functional team to achieve positive sales results. Identifies opportunities for ancillary / Enterprise products on all
Posted 1 day ago
Execute the implementation of North America strategy by building and maintaining strong professional partnerships and informing organizational leaders on best practices to expand major broker relationships, achieve revenue/profit targets, and assure alignment with Group distribution strategy. Primary Responsibilities Lead the strategic execution and delivery of organizational relationship manageme
Posted 1 day ago
As a Server Side Developer at TR REDI, you are able to tackle a broad range of problems focused around automated trading algorithms, dependable low latency communication, market data, and order management. You will work with developers and architects on building performance critical, scalable, highly visible applications. On our brand new application platform, you will work primarily in Java and w
Posted 29 days ago
Provide advice and guidance to a broker/dealer subsidiary of a financial holding company on applicable federal laws, rules and regulations as well as FINRA regulations Collaborate and liaise with Compliance effectively Exceptional judgment and creativity, with the ability to think strategically and give practical advice appropriately balancing legal, pragmatic and business focused objectives Manag
Posted 7 days ago
Responsible for driving referrals from brokers and mini correspondent lenders for conventional and government residential mortgage loans to customers who qualify based on assessment of financial and credit data. Focused on driving loan applications for low and moderate income borrowers. Develop market in low and moderate income CRA assessment areas through partnering with direct referral sources.
Posted 1 day ago
Responsible for driving referrals from brokers and mini correspondent lenders for conventional and government residential mortgage loans to customers who qualify based on assessment of financial and credit data. Focused on driving loan applications for low and moderate income borrowers. Develop market in low and moderate income CRA assessment areas through partnering with direct referral sources.
Posted 1 day ago
Email this Job to Yourself or a Friend
Indicates required fields