1 to 15 of 881 
Supports Broker with all job functions to learn the industry, business and job responsibilities necessary for future growth as a Broker. Markets, identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets. Serves as in intermediary between the Agent and the Insurance Company. Drives new business to assist Broker in meeting or exceeding production
Full Time
Posted 1 month ago
The Principal Corporate Compliance Tester for the Commercial line of business performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with FINRA, SEC, and OCC applicable laws and regulations. The Principal Corporate Compliance Tester will be responsible for executing complex risk based compliance transaction testing under the leadership of
Full Time / High School or Equivalent Required
Posted 10 days ago
Great sales are the result of strong purpose, conviction and pride pride in your ability and your product. UnitedHealth Group offers a portfolio of products that are greatly improving the life of others. Bring along your passion and do your life's best work.(sm) This Essential Plan Broker Sales Manager is responsible for achieving assigned sales / membership growth targets through the Brokers with
Full Time / Bachelor's Degree Required
Posted 8 days ago
RSM is currently seeking a strong Audit Partner to be the National Leader of our Broker Dealer audit practice. As a National Leader of the Financial Services audit team, the Partner will be responsible for National practice leader for growing and maintaining our broker dealer practice Lead all national, regional, or local initiative to increase the growth of broker dealer audit services Manage mul
Full Time / Bachelor's Degree Required
Posted 17 days ago
At World Fuel Services, our employees are the key to our global success.We are industry leaders due to the innumerable talents of our approximately 5000 strong professional team. Our people thrive in an entrepreneurial and culturally diverse environment, where innovative thinking, collaboration and efficient execution are highly valued. Our high performance culture is what allows us to drive susta
Full Time / Bachelor's Degree Required
Posted 27 days ago
Lead consulting staff in various broker dealer initiatives that address risk, accounting, operational and regulatory topics Lead Regulatory Reporting projects pertaining to customer reserve (15c3 3) and net capital (15c3 1) computations, FOCUS Reports, monitoring/projection of capital, and other regulatory filings Ability to effectively communicate with client management on topics regarding broker
Full Time / Bachelor's Degree Required
Posted 1 month ago
This individual will actively participate in the day to day management of all business activities related to BNYM Capital Markets, including principal oversight and risk management responsibilities. S/he is the designated financial principal and, by regulatory definition, accountable for all financial and other support functions for the Corporation's underwriting broker/dealer. S/he is directly re
Full Time / Bachelor's Degree Required
Posted 3 days ago
Accenture - 
Chicago, IL / Hartford, CT / Boston, MA / 2 more...
Insurance Brokerage Technology Manager/Senior Manager Join Accenture and help transform leading organizations and communities around the world. The sheer scale of our capabilities and client engagements and the way we collaborate, operate and deliver value provides an unparalleled opportunity to grow and advance. Choose Accenture, and make delivering innovative work part of your extraordinary care
Full Time
Posted 1 month ago
Supervise the preparation and submission ofcustomer reserve (15c3 3) and net capital (15c3 1) computations, FOCUS Reports,and other regulatory filings. Analyze results of regulatory calculations andrespond to data inquiries. Lead and assist analysts in completing theirresponsibilities. Review and evaluate existing processes forefficiency and effectiveness, including identifying and implementing
Full Time / Bachelor's Degree Required
Posted 3 days ago
The incumbent will be the point of contact and partner for Compliance, Legal, Audit and Risk as they identify critical risk issues and present recommendations in BDS that need to be addressed. Analyze existing business practices, policies and procedures to identify where process improvements and enhancement to existing procedures can be made. Perform control testing throughout the division, identi
Full Time
Posted 12 days ago
The Technology Product Management team atPershing defines product vision and strategy based on customer needs andcompetitive landscape. The team is responsible for products throughout theirlife cycle, and works closely with technology groups to continuously improvethe products and solutions. Product Managers conceptualize new solutions& enhancements to products, define the Product Strategy & Roadm
Full Time / Bachelor's Degree Required
Posted 3 days ago
City Jersey City Address 30 Hudson Street Work Hours/Week 40+ Work Environment Office Employment Type Regular U.S. Career Level Experienced Hire/Professional Pay Type Salaried Required Travel (%) 0 25 Exempt/Non Exempt Exempt People Manager Yes Application Deadline 06/23/2017 Req ID 131068 Posting Notes None RBC is an equal opportunity employer committed to diversity and inclusion. We are pleased
Part Time / Bachelor's Degree Required
Posted 28 days ago
Assist in defining the project scope, objectives, constraints and assumptions for various projects, large and small Provide guidance in the development of the technical design, test plans, and user documentation; Provide support in implementation/conversion/client on boarding strategy planning and gap analysis Mange scope and change throughout the initiative utilizing formal change control and req
Full Time / Bachelor's Degree Required
Posted 3 days ago
The VP, Business Developmentwill be responsible for supporting the business development efforts for drivingthe adoption of the Retirement Plan Network custody solution across Pershing'sclients and its financial advisor audience. This individual will workdirectly with the Director, Head of Retirement Plan Network and VP, Head ofBusiness Development to implement, manage and drive the multi year grow
Full Time / Bachelor's Degree Required
Posted 9 days ago
The project manager II (PM II) will report to the Business PM Team Lead, and is responsible for the delivery of a specific portfolio of projects, which can include regulatory/risk/compliance, strategic, cross company, and/or BDS Premium Solution projects and programs. He/she will have the ability to undertake any role for any type of project as defined by Business Support matrix and the business n
Full Time
Posted 12 days ago
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