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Great sales are the result of strong purpose, conviction and pride pride in your ability and your product. UnitedHealth Group offers a portfolio of products that are greatly improving the life of others. Bring along your passion and do your life's best work. The Broker Agent Service Representative acts as internal liaison and customer service resource for external producers and Brokers relative to
Full Time / High School or Equivalent Required
Posted 2 days ago
The Principal Corporate Compliance Tester for the Commercial line of business performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with FINRA, SEC, and OCC applicable laws and regulations. The Principal Corporate Compliance Tester will be responsible for executing complex risk based compliance transaction testing under the leadership of
Full Time / High School or Equivalent Required
Posted 5 days ago
Supports Broker with all job functions to learn the industry, business and job responsibilities necessary for future growth as a Broker. Markets, identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets. Serves as in intermediary between the Agent and the Insurance Company. Drives new business to assist Broker in meeting or exceeding production
Full Time
Posted 26 days ago
Lead consulting staff in various broker dealer initiatives that address risk, accounting, operational and regulatory topics Lead Regulatory Reporting projects pertaining to customer reserve (15c3 3) and net capital (15c3 1) computations, FOCUS Reports, monitoring/projection of capital, and other regulatory filings Ability to effectively communicate with client management on topics regarding broker
Full Time / Bachelor's Degree Required
Posted 26 days ago
of the role Responsible for coordinating, researching, preparing and responding to various inquiries from Regulators, primarily FINRA and SEC Manage ongoing engagement with various broker/dealer examiners for long term relationship development purposes Gather and analyze data sourced from various internal Compliance, Business, Operational and IT personnel for request submission Validate that propo
Full or Part Time
Posted 3 days ago
This individual will actively participate in the day to day management of all business activities related to BNYM Capital Markets, including principal oversight and risk management responsibilities. S/he is the designated financial principal and, by regulatory definition, accountable for all financial and other support functions for the Corporation's underwriting broker/dealer. S/he is directly re
Full Time / Bachelor's Degree Required
Posted 6 days ago
Accenture - 
Chicago, IL / Hartford, CT / Boston, MA / 2 more...
Insurance Brokerage Technology Manager/Senior Manager Join Accenture and help transform leading organizations and communities around the world. The sheer scale of our capabilities and client engagements and the way we collaborate, operate and deliver value provides an unparalleled opportunity to grow and advance. Choose Accenture, and make delivering innovative work part of your extraordinary care
Full Time
Posted 5 days ago
RBC - 
Jersey City, NJ
City Jersey City Address 30 Hudson Street Work Hours/Week 40+ Work Environment Office Employment Type Regular U.S. Career Level Experienced Hire/Professional Pay Type Salaried Required Travel (%) 0 25 Exempt/Non Exempt Exempt People Manager Yes Application Deadline 07/24/2017 Req ID 135412 Posting Notes None RBC is an equal opportunity employer committed to diversity and inclusion. We are pleased
Part Time / Bachelor's Degree Required
Posted 5 days ago
Provide research support and assistance to the team. Performs certain regular tasks around the collection and analysis of core data, as well as a range of activities that contribute to and support the team's production and delivery of research material. Key Responsibilities Researches and collects market information regarding the commercial real estate market. Gathers data on newly available prope
Full Time / Associate Degree Required
Posted 7 days ago
BNY Mellon - 
Lake Mary, FL / Jersey City, NJ
Senior Counsel is an experienced attorney that is highly competent and is viewed as an expert in his/her area of practice. AREA OF EXPERTISE Securities Industry Legal background required in the following areas experience with Registered Investment Advisors, Broker Dealers and Investment Products (Mutual funds, Hedge funds, Alternative Products) a must. Strong Working knowledge of FINRA and SEC rul
Full Time
Posted 14 days ago
The VP, Business Development will be responsible for supporting the business development efforts for driving the adoption of the Retirement Plan Network custody solution across Pershing's clients and its financial advisor audience. This individual will work directly with the Director, Head of Retirement Plan Network and VP, Head of Business Development to implement, manage and drive the multi year
Full Time / Bachelor's Degree Required
Posted 8 days ago
Assist in defining the project scope, objectives, constraints and assumptions for various projects, large and small Provide guidance in the development of the technical design, test plans, and user documentation; Provide support in implementation/conversion/client on boarding strategy planning and gap analysis Mange scope and change throughout the initiative utilizing formal change control and req
Full Time / Bachelor's Degree Required
Posted 14 days ago
The project manager II (PM II) will report to the Business PM Team Lead, and is responsible for the delivery of a specific portfolio of projects, which can include regulatory/risk/compliance, strategic, cross company, and/or BDS Premium Solution projects and programs. He/she will have the ability to undertake any role for any type of project as defined by Business Support matrix and the business n
Full Time
Posted 14 days ago
BNY Mellon - 
Woodland Park, NJ / Orlando, FL / Jersey City, NJ
The project manager II (PM II) will report to the Business PM Team Lead, and is responsible for the delivery of a specific portfolio of projects, which can include regulatory/risk/compliance, strategic, cross company, and/or BDS client specific projects and programs. He/she will have the ability to undertake any role for any type of project as defined by Business Support matrix and the business ne
Full Time
Posted 14 days ago
An individual to lead the middle / back office team and supervise trade support functions with a particular focus on AML/KYC compliance. The individual should understand the trade support cycle for institutional and retail customers and for multiple asset classes, including fixed income, equities, options and cash management products. The individual will need a strong broker dealer operations back
Full Time
Posted 7 days ago
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