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Supports Broker with all job functions to learn the industry, business and job responsibilities necessary for future growth as a Broker. Markets, identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets. Serves as in intermediary between the Agent and the Insurance Company. Drives new business to assist Broker in meeting or exceeding production
Posted 10 days ago
Lead consulting staff in various broker dealer initiatives that address risk, accounting, operational and regulatory topics Lead Regulatory Reporting projects pertaining to customer reserve (15c3 3) and net capital (15c3 1) computations, FOCUS Reports, monitoring/projection of capital, and other regulatory filings Ability to effectively communicate with client management on topics regarding broker
Posted Today
Unlock Your Career Potential Sales at ADP . It takes a relentless team to lead an industry. ADP's world class sales team is driving our global growth as a worldwide leader of workforce solutions. If you believe in the power of relationships, we'll give you the tools, training and support you need to connect with new and current customers, ranging from Fortune 100 corporations to small start ups. A
Posted Today
The role will be responsible for analyzing and advising on the risk presented by broker dealer high risk customers andcomplex structures for individual and institutional customers, advising operations regarding customer documentation and verification, working with the Financial Intelligence Unit regarding broker dealer related investigations, and advising the broker dealer businesses on appropriat
Posted Today
Identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets. Serves as in intermediary between the Agent and the Insurance Company for business renewal and growth. Drives new and renewal business to ensure brokerage team is meeting or exceeding production goals. Regular/Temporary Regular Shift 1st shift Language Fluency English Scheduled Wee
Posted 17 days ago
of the role Responsible for coordinating, researching, preparing and responding to various inquiries from Regulators, primarily FINRA and SEC Manage ongoing engagement with various broker/dealer examiners for long term relationship development purposes Gather and analyze data sourced from various internal Compliance, Business, Operational and IT personnel for request submission Validate that propo
Posted 22 days ago
Will oversee compliance for a central distribution group for intermediary, institutional and retail business channels within BNY Mellon's Asset Management Division (BNYAM). The position will be appointed the Chief Compliance Officer for an SEC registered broker dealer and CFTC registered introducing broker. Manage a staff of sixteen compliance officers in multiple locations. Position is located in
Posted 27 days ago
Practical Law US is looking for a Senior Legal Editor to work on broker dealer resources for our Capital Markets & Corporate Governance Service. The focus of the editor is to expand the scope of our legal know how materials in the following areas SEC, FINRA and state broker dealer registration and exemptions. SEC/FINRA/OCIE investigations, inspections and disciplinary actions. Compliance, record k
Posted 5 days ago
The primary responsibilities of the Specialty Sales consultant (SSC) are to work with the AE/RAC/IS/IS to facilitate specialty sales and persistency in the marketplace. The SSC will market and provide subject matter expertise on specialty employer paid and voluntary products and process for their assigned health plan. The small business SSC is responsible for the market assign specialty sales goal
Posted 5 days ago
This role will be a direct report to the global CFO of Pershing with a matrix reporting relationship to the BNY Mellon Corporate Controller department and accountable for building a world class global controllership function . This position is accountable for the global accounting operations of the company and will provide leadership in driving internal control excellence across the firm. Responsi
Posted 7 days ago
New Business Sales Identifies potential healthcare business customers in the Public Sector Accountable for prospect from presale to implementation Attains targeted sales goals for segment, region and health plan Produces sales resulting in profitable premium levels May lead cross functional team to achieve positive sales results. Identifies opportunities for ancillary / Enterprise products on all
Posted Today
Execute the implementation of North America strategy by building and maintaining strong professional partnerships and informing organizational leaders on best practices to expand major broker relationships, achieve revenue/profit targets, and assure alignment with Group distribution strategy. Primary Responsibilities Lead the strategic execution and delivery of organizational relationship manageme
Posted Today
As a Server Side Developer at TR REDI, you are able to tackle a broad range of projects focused on low latency, high speed applications in multiple languages and platforms. From C++ to Java on Linux, back end database and inter process communication, you should be comfortable in all tiers and have a willingness to learn new skills as we evolve with the changing technology landscape. Successful ser
Posted 5 days ago
As a Server Side Developer at TR REDI, you are able to tackle a broad range of problems focused around automated trading algorithms, dependable low latency communication, market data, and order management. You will work with developers and architects on building performance critical, scalable, highly visible applications. On our brand new application platform, you will work primarily in Java and w
Posted 5 days ago
Welcome to one of the toughest and most fulfilling ways to help people, including yourself. We offer the latest tools, most intensive training program in the industry and nearly limitless opportunities for advancement. Join us and start doing your life's best work.(sm) Primary Responsibilities Primary service contact for the account management team and their respective brokers and client groups in
Posted 9 days ago
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